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Ascent Meets MarketCounsel in Scottsdale

Dates

March 25-27th
2019

Location

Omni Scottsdale Resort & Spa at Montelucia
4949 E Lincoln Drive
Scottsdale, AZ 

Cost

Registration Pricing: $399
Negotiated Hotel Pricing:
$289/night +tax

Take in Tech Tips Amidst Scottsdale’s Scenery. You can also meet us on the road in Arizona for 2019 with MarketCounsel! Don’t miss your chance to dive deep into compliance trends and topics guiding your firm’s regulatory obligations.

MarketCounsel

MarketCounsel is the leading business and regulatory compliance consultancy to the country’s preeminent independent investment advisers throughout all stages of their lifecycle.  From its roots in 2000, MarketCounsel has been steadfast in its mission to deliver solutions to the most substantial challenges faced by entrepreneurs in this fast-growing and highly-regulated industry and it has emerged as one of its most effective advocates. From the initial launch of an adviser to its regulatory compliance management platform, and from its business growth to its succession strategies, MarketCounsel consistently delivers trusted counsel within an extraordinary service experience by leveraging the finest minds in the industry, advanced technologies and sound business processes.

Orion + MarketCounsel Agenda

8:00 AM  -  1:00 PM
Registration Open
Alhambra Foyer
Please stop by the event registration desk in the Alhambra Foyer for your conference materials.
 Optional 
12:00 PM  -  1:00 PM
Boxed Lunches Available
Alhambra Foyer
Come grab a boxed lunch in the Alhambra Foyer!
 Optional 
1:00 PM  -  1:15 PM
Kick Off & Welcome
Alhambra 1-3
Grab a seat in Alhambra 1-3 as we kick off the event!
 Optional 
1:15 PM  -  2:15 PM
Disruption Ahead: Upcoming Opportunities and Hazards in Regulation and Technology
Alhambra 1-3
 Optional 
2:15 PM  -  3:15 PM
Regulatory Priorities
Alhambra 1-3
 Optional 
3:15 PM  -  3:30 PM
Break/Inform Demo
Alhambra 1-3
3:30 PM  -  4:20 PM
Is Everyone Hanging Out without Me? Non-Standard Assets in Orion
Ballroom V
Speakers:
 Optional 
3:30 PM  -  4:20 PM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
3:30 PM  -  4:20 PM
Where SEC Enforcement Actions Begin
Alhambra 1-3
 Optional 
4:30 PM  -  5:15 PM
Learn more about Orion/MarketCounsel and Partnership
Valencia II
 Optional 
4:30 PM  -  5:15 PM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
6:00 PM  -  9:00 PM
Networking Event/Dinner
Kasbah Patio
 Optional 
7:00 AM  -  7:50 AM
Breakfast
Valencia Lawn
 Optional 
8:00 AM  -  9:00 AM
Joint Client Panel
Alhambra 1-3
 Optional 
9:15 AM  -  10:05 AM
All Together, Now: Advanced Grouping Options in Reporting, Insight & Client Portal
Valencia II
Speakers:
 Optional 
9:15 AM  -  10:05 AM
Best Practices for Managing a Regulatory Exam / Compass Tool
Cordoba
 Optional 
9:15 AM  -  10:05 AM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
10:15 AM  -  11:05 AM
Advisor Liability
Cordoba
 Optional 
10:15 AM  -  11:05 AM
An Integrated Client Experience: How our Integrations Power your Client Meetings & Portal
Valencia II
Speakers:
 Optional 
10:15 AM  -  11:05 AM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
11:15 AM  -  12:05 PM
Advisor Organizational Lifecycle: from Launch to Governance to Succession or Sale
Cordoba
 Optional 
11:15 AM  -  12:05 PM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
11:15 AM  -  12:05 PM
Tax Loss Harvesting in Astro & Eclipse
Valencia II
From Financial Planning to Document Storage to Risk Profiling and more, learn how you can leverage our powerful integrations to give your client an unforgettable experience inside of the Orion Client Portal, Insight, Reports and more!
 Optional 
12:15 PM  -  1:15 PM
Sponsor Session during Lunch
Valencia Lawn
Time for lunch! Help yourself to food and beverages to fuel up for the afternoon sessions.
 Optional 
1:30 PM  -  2:00 PM
Introducing the new ADV Requirements & Getting your ADV data out of Orion
Cordoba
 Optional 
1:30 PM  -  2:00 PM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
1:30 PM  -  2:00 PM
Your Data Dissection: How your Data Fuels the RMD Dashboard & Trends
Valencia II
Speakers:
 Optional 
2:15 PM  -  3:05 PM
Orion Consult Room
Valencia I
Don't miss your appointment for your one-on-one session with one of our Subject Matter Experts in Valencia I. No Appointment? Don’t worry, just stop in and we will work you into the rotation.
 Optional 
2:15 PM  -  3:05 PM
The Use Case for Brokerage Commissions, Fee-Only, and Everything in Between
Cordoba
 Optional 
3:15 PM  -  4:00 PM
Potential Keynote Speaker
Alhambra 1-3
 Optional 
4:15 PM  -  4:45 PM
Where do we go from here? MarketCounsel Roadmap
Alhambra 1-3
 Optional 
4:45 PM  -  5:15 PM
Orion Roadmap
Alhambra 1-3
 Optional 
5:15 PM  -  5:30 PM
Keynote (TBD)/Conference Close
 Optional 
6:00 PM  -  9:00 PM
Orion/MC Dinner
Details will be announced soon!
 Optional 

See You in Scottsdale

Make 2019 the year you commit to innovate, disrupt and win!